Market Conduct

AuditBoard

The Connected Risk Platform.

A unified platform for audit, risk, and compliance management.

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Workiva

The World's Only Unified Platform for Assurance.

A cloud platform for assured, integrated reporting to meet stakeholder demands.

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MCO (MyComplianceOffice)

Conduct Risk and Compliance Technology.

An integrated platform for managing conduct risk and conflicts of interest.

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VComply

The Future of GRC is Agile.

An agile GRC platform for compliance, risk, and policy management.

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StarCompliance

The world's leading provider of employee and firm compliance technology solutions.

Provides a SaaS platform for managing employee conflicts of interest and firm compliance.

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Proofpoint

People-centric cybersecurity.

Provides enterprise cybersecurity solutions for email security, data loss prevention, and compliance.

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ComplySci

Technology-driven solutions that help compliance teams identify, monitor, and manage conflicts of interest.

Provides regulatory technology solutions for financial and professional services firms.

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Mimecast

Human Risk Management & Advanced Email Security.

A cybersecurity provider focused on email security, data protection, and cyber resilience.

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Behavox

The People Analytics Company.

An AI-powered data platform for communication surveillance and conduct risk.

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Smarsh

Enabling organizations to manage risk and uncover value within their electronic communications.

A global leader in digital communications compliance and intelligence.

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Verint

The Customer Engagement Company.

Provides solutions for customer engagement, including compliance recording and analytics.

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NICE Actimize

Combat Financial Crime with AI-Driven AML and Fraud Solutions.

Provides financial crime, risk, and compliance solutions for financial institutions.

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ACA ComplianceAlpha

The leading GRC platform for financial services firms.

An integrated RegTech platform for managing governance, risk, and compliance (GRC).

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Eventus

Making Markets Safer.

Global leader in trade surveillance, algo monitoring, and transaction monitoring solutions.

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Global Relay

Compliance without compromise.

Provides compliant message archiving, supervision, and eDiscovery solutions.

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Fenergo

The leading provider of Client Lifecycle Management solutions.

Provides Client Lifecycle Management (CLM) software for financial institutions.

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Relativity Trace

Proactive communication surveillance.

A communication surveillance application for proactive risk management and compliance.

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Shield

The All-in-One Digital Compliance Platform.

An AI-powered platform for communication compliance, surveillance, and eDiscovery.

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Nasdaq SMARTS

The industry benchmark in real-time, cross-market surveillance.

A leading market surveillance platform used by exchanges, regulators, and brokers.

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SteelEye

The RegTech & Data Analytics Platform.

A compliance platform for communications, trade surveillance, and regulatory reporting.

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Broadridge

Ready for Next.

A global Fintech leader providing technology-driven solutions for financial services.

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b-next

Compliance Solutions for the Capital Markets.

Provides compliance and surveillance solutions for the financial industry.

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RegEd

Leading the Way in Regulatory Compliance.

Provides enterprise compliance management solutions for financial services.

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