ComplySci
Technology-driven solutions that help compliance teams identify, monitor, and manage conflicts of interest.
Overview
ComplySci offers a comprehensive suite of regulatory technology and compliance solutions designed to help financial services firms and other professional organizations manage employee conflicts of interest. The platform automates and streamlines the monitoring of personal trading, political contributions, gifts and entertainment, and other potential risk areas.
✨ Key Features
- Employee Personal Trading Monitoring
- Political Contribution Verification
- Gifts and Entertainment Tracking
- Expert Network Management
- Digital Asset Pre-Clearance
- Compliance Program Management
🎯 Key Differentiators
- Extensive broker feed network for automated data collection
- Includes solutions for digital asset pre-clearance
- Comprehensive suite covering a wide range of conflict-of-interest areas
Unique Value: Provides a robust, automated platform to proactively manage the complex web of employee conflicts of interest, saving time and reducing regulatory risk.
🎯 Use Cases (4)
✅ Best For
- Code of ethics compliance for investment advisers
- Conflict of interest management for hedge funds
- Compliance monitoring for private equity firms
💡 Check With Vendor
Verify these considerations match your specific requirements:
- Market abuse and trade surveillance
- AML and KYC compliance
🏆 Alternatives
Offers a very strong network of direct broker connections for personal trading data, which can be a key differentiator in automation and accuracy.
💻 Platforms
🛟 Support Options
- ✓ Email Support
- ✓ Phone Support
- ✓ Dedicated Support (Enterprise tier)
🔒 Compliance & Security
💰 Pricing
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